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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

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REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

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LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

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BIPRU 5.7 Unfunded credit protection

As Published: 2007

BIPRU 5.7 Unfunded credit protection

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

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COND 1.3 General

As Published: 2001

COND 1.3 General

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LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

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DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

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DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

As Published: 2003

DISP 2.3 To which activities does the Compulsory Jurisdiction apply?

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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PR App 3.1

As Published: 2005

PR App 3.1

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