Search Result

81 - 100 of 922 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PERG 13.2 General

As Published: 2007

PERG 13.2 General

ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

COND 1.3 General

As Published: 2001

COND 1.3 General

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?