Search Result

81 - 100 of 634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 8.21 Company statements, announcements and briefings

As Published: 2005

PERG 8.21 Company statements, announcements and briefings

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

DTR 2.7 Dealing with rumours

As Published: 2005

DTR 2.7 Dealing with rumours

DTR 1A.4 Fees

As Published: 2007

DTR 1A.4 Fees

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

PR 3.4 Supplementary prospectus

As Published: 2007

PR 3.4 Supplementary prospectus

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA