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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2005

CASS 5.8 Safe keeping of client's documents and other assets

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LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

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MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

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REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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FEES 5.8 Joining the Financial Ombudsman Service

As Published: 2006

FEES 5.8 Joining the Financial Ombudsman Service

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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ICOBS 3.2 E-Commerce

As Published: 2008

ICOBS 3.2 E-Commerce

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

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PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

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