Search Result

181 - 200 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

DISP 3.1 Purpose, interpretation and application

As Published: 2003

DISP 3.1 Purpose, interpretation and application

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PR App 3.1

As Published: 2005

PR App 3.1

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus