Search Result

61 - 80 of 817 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2005

PERG 4.5 Arranging regulated mortgage contracts

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

CRED 9.1 Application, purpose and interpretation

As Published: 2002

CRED 9.1 Application, purpose and interpretation

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information