Search Result

21 - 40 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary