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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PRIN 1.2 Clients and the Principles

As Published: 2004

PRIN 1.2 Clients and the Principles

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PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

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REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

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LR 19.5 Disclosures

As Published: 2006

LR 19.5 Disclosures

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REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

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RCB 3.4 Covered Bond issuance notifications

As Published: 2008

RCB 3.4 Covered Bond issuance notifications

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LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

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LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

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SUP 8.5 Notification of altered circumstances relating to waivers

As Published: 2001

SUP 8.5 Notification of altered circumstances relating to waivers

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

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PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

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SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

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REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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DTR 3.1

As Published: 2005

DTR 3.1

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MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

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COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

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