Search Result

141 - 160 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 5.14 Exemptions

As Published: 2005

PERG 5.14 Exemptions

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MCOB 8.1 Application

As Published: 2004

MCOB 8.1 Application

PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping