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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

DEPP 4.2 Urgent statutory notice cases

As Published: 2007

DEPP 4.2 Urgent statutory notice cases

DEPP 3.4 Urgent supervisory notice cases

As Published: 2007

DEPP 3.4 Urgent supervisory notice cases

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

MCOB 12.1 Application

As Published: 2006

MCOB 12.1 Application

LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports