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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

…

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

…

SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

…

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

…

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

…

COBS 5.2 E-Commerce

As Published: 2007

COBS 5.2 E-Commerce

…

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

…

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

…

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

…

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

…

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

…

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

…

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

…

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

…

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

…

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