Search Result

201 - 220 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

LR 17.1 Application

As Published: 2005

LR 17.1 Application

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

SYSC 1.4 Application of SYSC 11 to SYSC 18

As Published: 2006

SYSC 1.4 Application of SYSC 11 to SYSC 18

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

LR 16.2 Requirements and eligibility for listing

As Published: 2005

LR 16.2 Requirements and eligibility for listing

SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk