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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

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COBS 20.3 Principles and Practices of Financial Management

As Published: 2007

COBS 20.3 Principles and Practices of Financial Management

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CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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Similar To

COLL 4.3 Approvals and notifications

COBS 10.4 Assessing appropriateness: when it need not be done

COLL 4.2 Pre-sale notifications

COLL 5.1 Introduction

ICOBS 6.1 General

PERG 13.1 Introduction

PERG 8.12 Exemptions applying to all controlled activities

BIPRU 5.4 Financial collateral

CASS 6.2 Holding of client assets

COBS 15.3 Exercising a right to cancel

COBS 12.3 Non-independent research

PERG 8.24 Advising on investments

COBS 3.3 General notifications

COBS 4.4 Compensation information

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

COBS 20.1 Application

COBS 20.3 Principles and Practices of Financial Management

CRED 2.2 Structure

PR 2.3 Minimum information to be included in a prospectus

LR 5.4 Restoring listing