Search Result

141 - 160 of 818 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DTR 1.5 Fees, market abuse safe harbours and sanctions

As Published: 2005

DTR 1.5 Fees, market abuse safe harbours and sanctions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

ICOBS 6.4 Pre- and post-contract information: protection policies

As Published: 2008

ICOBS 6.4 Pre- and post-contract information: protection policies

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit