Search Result

301 - 320 of 874 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

…

APER 4.4 Statement of Principle 4

As Published: 2001

APER 4.4 Statement of Principle 4

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

…

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

…

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

…

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of Insurance Directives to the Regulated Activities Order

…

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

…

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

…

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

…

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

…

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

…

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

…

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

…

COBS 11.2 Best execution

As Published: 2007

COBS 11.2 Best execution

…

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2006

FEES 5.9 Leaving the Financial Ombudsman Service

…

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

…

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

…