Search Result

81 - 100 of 857 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

GENPRU 2.2 Capital resources

As Published: 2006

GENPRU 2.2 Capital resources

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction