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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 3.1

As Published: 2005

DTR 3.1

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application