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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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DTR 1.1 Application and purpose (Disclosure rules)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure rules)

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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SUP 15.10 Reporting suspicious transactions (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions (market abuse)

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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PERG 12.5 Financial promotion issues

As Published: 2006

PERG 12.5 Financial promotion issues

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PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

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PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

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SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

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