Search Result

821 - 840 of 981 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

MAR 1.10 Statutory exceptions

As Published: 2007

MAR 1.10 Statutory exceptions

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

As Published: 2002

CRED App 1.1 This is the table referred to in CRED 2.2.2G.

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

MIPRU 4.2 Capital resources requirements

As Published: 2006

MIPRU 4.2 Capital resources requirements

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application