Search Result

761 - 780 of 1009 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

COBS 11.4 Client limit orders

As Published: 2007

COBS 11.4 Client limit orders

LR 15.3 Listing applications and procedures

As Published: 2005

LR 15.3 Listing applications and procedures

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

ICOBS 7.1 The right to cancel

As Published: 2007

ICOBS 7.1 The right to cancel

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose