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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

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DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

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ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

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SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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LR 13.2 Approval of circulars

As Published: 2005

LR 13.2 Approval of circulars

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

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