Search Result

361 - 380 of 652 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PR App 1.1

As Published: 2005

PR App 1.1

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

COND 1.3 General

As Published: 2001

COND 1.3 General

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

CRED 2.1 What is this guide?

As Published: 2004

CRED 2.1 What is this guide?

DISP 1.5 Complaints resolved by close of the next business day

As Published: 2002

DISP 1.5 Complaints resolved by close of the next business day