Search Result

341 - 360 of 690 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

COBS 15.3 Exercising a right to cancel

As Published: 2007

COBS 15.3 Exercising a right to cancel

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

MIPRU 5.2 Use of intermediaries

As Published: 2006

MIPRU 5.2 Use of intermediaries

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

FIT 1.1 Application and purpose

As Published: 2003

FIT 1.1 Application and purpose

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose