Search Result

261 - 280 of 894 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

BIPRU 1.4 Actions for damages

As Published: 2007

BIPRU 1.4 Actions for damages

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities