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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates