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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2005

PERG 9.6 The investment condition (section 236(3) of the Act): general

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COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

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LR 16.3 Listing applications

As Published: 2005

LR 16.3 Listing applications

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PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

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