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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

SUP 6.2 Introduction

COBS 15.1 Application

SUP 16.1 Application

SUP 17.2 Making transaction reports

FEES 3.2 Obligation to pay fees

ICOBS 1.1 The general application rule

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 15.2 Requirements for listing

GEN 4.3 Letter disclosure

LR 15.6 Notifications and periodic financial information

DTR 5.4 Aggregation of managed holdings

PERG 5.12 Link between activities and the United Kingdom

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 18.2 Insurance business transfers

FEES 6.1 Application

COLL 6.3 Valuation and pricing

FEES 4.2 Obligation to pay periodic fees