Search Result

101 - 120 of 965 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2006

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

LR 8.3 Role of a sponsor: general

As Published: 2005

LR 8.3 Role of a sponsor: general

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

PR 3.3 Advertisements

As Published: 2005

PR 3.3 Advertisements

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions