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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 3.1

As Published: 2005

DTR 3.1

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

COND 2.2 Threshold condition 2: Location of offices

As Published: 2004

COND 2.2 Threshold condition 2: Location of offices

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

COBS 2.4 Agent as client and reliance on others

As Published: 2007

COBS 2.4 Agent as client and reliance on others

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

COBS 5.1 The distance marketing disclosure rules

As Published: 2007

COBS 5.1 The distance marketing disclosure rules

LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data