Search Result

321 - 340 of 781 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.2 Half-yearly financial reports

As Published: 2007

DTR 4.2 Half-yearly financial reports

DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

DEPP 6.7 Discount for early settlement

As Published: 2007

DEPP 6.7 Discount for early settlement

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services