Search Result

261 - 280 of 958 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

APER 4.5 Statement of Principle 5

As Published: 2001

APER 4.5 Statement of Principle 5

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

As Published: 2007

BIPRU 7.3 Equity PRR and basic interest rate PRR for equity derivatives

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions