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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

SYSC 1.2 Purpose

As Published: 2006

SYSC 1.2 Purpose

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration