Search Result

181 - 200 of 431 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

COBS 15.1 Application

As Published: 2007

COBS 15.1 Application

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PERG 10.4 Pension scheme service providers other than trustees

As Published: 2006

PERG 10.4 Pension scheme service providers other than trustees

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

CASS 5.2 Holding money as agent of insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of insurance undertaking

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives