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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

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SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2007

MAR 6.4 Systematic internaliser reporting requirement

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SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PERG 14.5 The ‘by-way-of-business’ test

As Published: 2006

PERG 14.5 The ‘by-way-of-business’ test

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REC 6.8 Powers of direction and revocation of recognition orders

As Published: 2001

REC 6.8 Powers of direction and revocation of recognition orders

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

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BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

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LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

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LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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