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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

SUP 2.2 Information gathering by the FSA on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the FSA on its own initiative: background

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

BIPRU 7.9 Use of a CAD 1 model

As Published: 2007

BIPRU 7.9 Use of a CAD 1 model

SYSC 13.8 External events and other changes

As Published: 2006

SYSC 13.8 External events and other changes

REC 3.16 Information technology systems

As Published: 2001

REC 3.16 Information technology systems

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

SYSC 4.3 Responsibility of senior personnel

As Published: 2007

SYSC 4.3 Responsibility of senior personnel

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports