Search Result

381 - 400 of 868 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 6.1 General

As Published: 2007

ICOBS 6.1 General

COLL 9.4 Facilities in the United Kingdom

As Published: 2004

COLL 9.4 Facilities in the United Kingdom

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages