Search Result

121 - 140 of 847 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 2.1 Apportionment of Responsibilities

As Published: 2002

SYSC 2.1 Apportionment of Responsibilities

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COND 2.4 Threshold condition 4: Adequate resources

As Published: 2004

COND 2.4 Threshold condition 4: Adequate resources

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2005

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 1.1 Application

As Published: 2005

REC 1.1 Application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability