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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

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FEES 4.4 Information on which Fees are calculated

As Published: 2007

FEES 4.4 Information on which Fees are calculated

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

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BIPRU 7.8 Securities underwriting

As Published: 2007

BIPRU 7.8 Securities underwriting

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

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LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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PR App 3.1

As Published: 2005

PR App 3.1

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COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

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REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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