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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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PR 5.3 Certificate of approval

SUP 16.12 Integrated Regulatory Reporting

PERG 2.7 Activities: a broad outline

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COLL 4.5 Reports and accounts

REC 2.5 Systems and controls and conflicts

FEES 3.2 Obligation to pay fees

LR 3.3 Equity securities

DEPP 6.2 Deciding whether to take action

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 18.2 Insurance business transfers

LR 5.2 Cancelling listing

PERG 8.14 Other financial promotions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading