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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

As Published: 2007

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

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PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

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FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

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PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

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CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

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LR 3.1 Application

As Published: 2005

LR 3.1 Application

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LR 18.1 Application

As Published: 2005

LR 18.1 Application

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COLL 9.2 Section 264 recognised schemes

As Published: 2004

COLL 9.2 Section 264 recognised schemes

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PERG 8.32 Arranging deals in investments

As Published: 2005

PERG 8.32 Arranging deals in investments

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REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

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SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

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PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

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FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FSA's own initiative

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SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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REC 3.6 Constitution and governance

As Published: 2001

REC 3.6 Constitution and governance

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