Search Result

441 - 460 of 732 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

As Published: 2005

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 4.15 Mortgage activities carried on by 'packagers'

As Published: 2005

PERG 4.15 Mortgage activities carried on by 'packagers'

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

PERG 13.2 General

As Published: 2007

PERG 13.2 General