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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

DISP 1.9 Complaints record rule

As Published: 2007

DISP 1.9 Complaints record rule

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

As Published: 2006

PERG 2.10 Persons carrying on regulated activities who do not need authorisation

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

REC 4.2D Suspension and removal of financial instruments from trading

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 6.7 Notification rules for overseas recognised bodies

As Published: 2001

REC 6.7 Notification rules for overseas recognised bodies

COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees