Search Result

221 - 240 of 779 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

As Published: 2008

ICOBS 8.3 Insurance intermediaries (and insurers handling claims on another insurer’s policy)

ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

As Published: 2007

BIPRU 9.11 Calculation of risk weighted exposure amounts under the standardised approach to securitisations

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

PERG 5.4 The business test

As Published: 2005

PERG 5.4 The business test

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports