Search Result

841 - 860 of 980 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2007

DEPP 6.5 Determining the appropriate level of financial penalty

COBS 12.4 Research recommendations: required disclosures

As Published: 2007

COBS 12.4 Research recommendations: required disclosures

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

DTR 3.1

As Published: 2005

DTR 3.1

LR 18.1 Application

As Published: 2005

LR 18.1 Application

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 5.3 The general levy

As Published: 2006

FEES 5.3 The general levy

BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

SUP 13.8 Changes of details: provision of notices to the FSA

As Published: 2001

SUP 13.8 Changes of details: provision of notices to the FSA

LR 15.1 Application

As Published: 2005

LR 15.1 Application

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

MCOB 7.7 Business loans

As Published: 2004

MCOB 7.7 Business loans

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

MCOB 7.8 Home purchase plans

As Published: 2006

MCOB 7.8 Home purchase plans

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

PERG 8.17A Financial promotions concerning insurance mediation activities

As Published: 2005

PERG 8.17A Financial promotions concerning insurance mediation activities

MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application