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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

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TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

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LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

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DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

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MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

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BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

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PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

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DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

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BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

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COBS 10.2 Assessing appropriateness: the obligations

As Published: 2007

COBS 10.2 Assessing appropriateness: the obligations

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