Search Result

441 - 460 of 991 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

GEN 4.1 Application and purpose

As Published: 2003

GEN 4.1 Application and purpose

PR 5.1 Validity of prospectus

As Published: 2005

PR 5.1 Validity of prospectus

COBS 20.2 Treating with-profits policyholders fairly

As Published: 2007

COBS 20.2 Treating with-profits policyholders fairly

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

PERG 13.2 General

As Published: 2007

PERG 13.2 General

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report