Search Result

221 - 240 of 840 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

DISP 3.2 Jurisdiction

As Published: 2007

DISP 3.2 Jurisdiction

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

REC 3.14A Operation of a regulated market or MTF

As Published: 2007

REC 3.14A Operation of a regulated market or MTF