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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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LR 5.3 Requests to cancel or suspend

As Published: 2007

LR 5.3 Requests to cancel or suspend

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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Effective Period

Similar To

COLL 8.5 Powers and responsibilities

PERG 2.7 Activities: a broad outline

COLL 4.5 Reports and accounts

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

SUP 16.12 Integrated Regulatory Reporting

LR 3.3 Equity securities

REC 2.5 Systems and controls and conflicts

FEES 3.2 Obligation to pay fees

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

DEPP 6.2 Deciding whether to take action

LR 5.2 Cancelling listing

LR 18.2 Requirements for listing

PR 5.5 Persons responsible for a prospectus

SUP 18.2 Insurance business transfers

PERG 8.14 Other financial promotions

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

LR 9.5 Transactions

LR 5.3 Requests to cancel or suspend

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 18.4 Friendly Society transfers and amalgamations