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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COLL 5.1 Introduction

As Published: 2004

COLL 5.1 Introduction

COBS 3.4 Retail clients

As Published: 2007

COBS 3.4 Retail clients

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

BIPRU 11.1 Application and purpose

As Published: 2006

BIPRU 11.1 Application and purpose

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

BIPRU 13.1 Application and Purpose

As Published: 2006

BIPRU 13.1 Application and Purpose

BIPRU 5.1 Application and purpose

As Published: 2006

BIPRU 5.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2007

COBS 4.3 Financial promotions to be identifiable as such

REC 3.9 Fees and incentive schemes

As Published: 2001

REC 3.9 Fees and incentive schemes

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

SYSC 13.4 Requirements to notify the FSA

As Published: 2006

SYSC 13.4 Requirements to notify the FSA

CASS 3.2 Requirements

As Published: 2003

CASS 3.2 Requirements

COBS 11.1 Application

As Published: 2007

COBS 11.1 Application