Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

…

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 1.2 Modifying rules and consulting the FSA

MCOB 7.7 Business loans

COBS 4.2 Fair, clear and not misleading communications

MCOB 2.7A E-Commerce

CASS 5.6 Client money distribution

SYSC 14.1 Application

PERG 1.1 Application and purpose

LR 7.1 Application and purpose

SUP 18.3 Insurance business transfers outside the United Kingdom

COBS 17.1 Providing information to claimants and dealing with claims

PERG 5.5 The regulated activities: dealing in contracts as agent

PERG 4.13 Other exemptions

GEN 4.1 Application and purpose

COLL 1.1 Applications and purpose

ICOBS 2.5 Exclusion of liability and reliance on others

MCOB 2.5 Reliance on others

COBS 19.4 Open market options

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading